Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector Baruch Gonzalez is a financial advisor with over 20 years of experience in the industry. Hector is currently registered with Stifel, Nicolaus & Company, Inc. and Stifel Independent Advisors, LLC. Previously, Hector worked for Woodbury Financial Services, Inc. and AXA Advisors, LLC. Hector holds a Series 66, Series 24, Series 7, and SIE license. Hector specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/17/2002 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MN
05/28/2002 - 06/27/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NY
10/18/2001 - 05/02/2002
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 09/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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