Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector A. Martinez is an investment advisor representative at Fsam LLC and has been in the financial services industry since 1997. Hector is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 6, 7 and 63 license. He is also registered as an investment advisor representative in Puerto Rico, California, Florida, Maryland, Massachusetts, New Mexico, New York, Pennsylvania, and Texas. Hector has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service. Hector has previously worked with UBS Financial Services Inc., Kovack Securities, Inc., First Southern, LLC, and Citigroup Global Markets Inc. Hector is a member of the National Association of Personal Financial Advisors (NAPFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PR
07/24/2019 - Present
Fsam LLC (Guaynabo PR)
PR
04/10/2015 - 06/17/2019
KOVACK SECURITIES INC. (San Juan PR)
PR
08/16/2007 - 04/22/2015
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
08/16/2007 - 04/22/2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
03/03/2000 - 08/22/2007
CITIGROUP GLOBAL MARKETS INC. (SAN JUAN PR)
NY
06/11/1997 - 02/02/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/11/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 03/10/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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