Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hector? Claim Your ProfileHector A. Guides is a registered investment advisor representative with Citigroup Global Markets Inc.. Hector has been in the securities industry for 10 years and has a combined 2 years of experience as a registered investment advisor. Hector currently holds the Series 66, Series 7 and SIE licenses. Hector is also registered in Florida and New York. Hector has experience with a variety of clients, including high net worth individuals, corporations and businesses, pension and profit-sharing plans, and charitable organizations. Hector is located in Miami, FL and works out of the Citi Wealth Management, Sales office at 13430 S.W. 120 Street. Hector previously worked for FORESIDE FUND SERVICES, LLC and CITI INTERNATIONAL FINANCIAL SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/30/2024 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
04/23/2024 - 07/12/2024
FORESIDE FUND SERVICES, LLC (Miami FL)
FL
06/08/2021 - 04/08/2024
CITIGROUP GLOBAL MARKETS INC. (Miami FL)
FL
04/30/2021 - 07/27/2021
CITI INTERNATIONAL FINANCIAL SERVICES LLC (MIAMI FL)
BOTH
Issued 06/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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