Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Victoria Crist is a financial advisor with UBS Financial Services Inc. Heather has been in the industry since 1994 and has held various roles at firms like Wells Fargo Clearing Services, LLC and Prudential Equity Group, LLC. Heather is licensed to provide financial services in New Jersey, New York, and Utah. She is a registered representative and investment advisor representative. Heather holds a Series 3, 7, 9, 10, 24, 63, and 66 license. She is also a Series 8 licensed General Securities Sales Supervisor. Heather is a member of the Congressional Medal of Honor Foundation and has advised the president and CEO of the foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
UT
09/10/2021 - Present
UBS Financial Services Inc. (PARK CITY UT)
IL
04/28/2006 - 04/27/2018
WELLS FARGO CLEARING SERVICES, LLC (DEERFIELD IL)
NY
12/07/1993 - 10/12/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BOTH
Issued 11/16/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/19/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Heather Crist is the right advisor for you? Invested Better is here to help.
