Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather O'connor is an investment advisor representative with Lido Advisors, LLC, based in San Diego, California. Heather holds Series 7, 9, 10, 63, 66, and SIE licenses. Heather has been in the industry since 2000 and has experience at several financial institutions, including First Republic Securities Company, LLC, Wells Fargo Clearing Services, LLC, and Kestra Investment Services, LLC. Heather has experience in portfolio management, financial planning, and providing educational seminars for a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/07/2024 - Present
Lido (SAN DIEGO CA)
CA
12/14/2021 - 05/23/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
01/11/2019 - 10/06/2020
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
11/30/2016 - 01/15/2019
WELLS FARGO CLEARING SERVICES, LLC (RANCHO SANTA FE CA)
CA
02/28/2014 - 12/01/2016
KESTRA INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
09/21/2012 - 03/07/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
VA
01/23/2012 - 09/21/2012
SPIRE SECURITIES, LLC (MCLEAN VA)
CA
06/01/2009 - 06/09/2011
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
10/01/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
10/11/2006 - 10/09/2007
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
CA
05/02/2001 - 05/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
01/16/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
03/22/2000 - 01/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 2/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/7/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Heather O'connor is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
