Unclaimed
Heather Gottbrath is a financial advisor with over 10 years of experience in the financial services industry. She holds Series 7 and Series 63 licenses and is registered to provide investment advice in Indiana and Minnesota. Heather is currently affiliated with American Enterprise Investment Services Inc. where she has worked since 2017. Prior to that, Heather worked for Ameriprise Financial Services, Inc. for over ten years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/03/2017 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
07/07/2006 - 01/18/2017
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 08/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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