Unclaimed
Heather Zimmermann is a securities professional with over 11 years of experience in the financial industry. Heather currently works at Mufg Securities Americas Inc. where she has been since April 2017. Prior to that, Heather worked at BTMU Securities, Inc. from April 2011 to April 2017. Heather is registered in New York and has a Series 63, SIE, and Series 79 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/21/2011 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 07/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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