Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Cobb is a financial advisor with The Leaders Group, Inc. based in Littleton, Colorado. Heather has been in the financial industry since 1996 and holds a Series 6 and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. Previously, Heather worked at firms such as VOYA Financial Advisors, Inc. in Baton Rouge, Louisiana and Summit Brokerage Services, Inc. in Baton Rouge.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/28/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
LA
12/04/2009 - 04/24/2015
VOYA FINANCIAL ADVISORS, INC. (BATON ROUGE LA)
LA
06/05/2003 - 12/18/2009
SUMMIT BROKERAGE SERVICES, INC. (BATON ROUGE LA)
IA
05/17/1999 - 03/19/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
OR
03/31/1997 - 07/02/1998
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
PA
10/16/1995 - 04/08/1997
UNITED VARIABLE SERVICES, INC. (WEST CHESTER PA)
BC
Issued 07/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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