Unclaimed
Heather Faxvog is a financial advisor with Gradient Securities, LLC based in Arden Hills, Minnesota. Heather has been in the financial services industry since August 2000. Heather has been a registered representative with Gradient Securities, LLC since February 2016. Heather specializes in providing financial planning services to individuals, corporations, and pension and profit-sharing plans. Heather is also licensed to provide investment advice to high-net-worth individuals. Heather's goal is to help her clients reach their financial goals through personalized financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
02/10/2016 - Present
Gradient Securities, LLC (ARDEN HILLS MN)
MN
12/01/2006 - 01/23/2014
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
09/06/2001 - 12/01/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MN
02/03/1998 - 03/21/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/03/1998 - 03/21/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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