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Heather Simmons Faxvog

Gradient Securities, LLC

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About Heather Simmons Faxvog

Heather Faxvog is a financial advisor with Gradient Securities, LLC based in Arden Hills, Minnesota. Heather has been in the financial services industry since August 2000. Heather has been a registered representative with Gradient Securities, LLC since February 2016. Heather specializes in providing financial planning services to individuals, corporations, and pension and profit-sharing plans. Heather is also licensed to provide investment advice to high-net-worth individuals. Heather's goal is to help her clients reach their financial goals through personalized financial planning services.

Firm Information

Heather Faxvog is currently registered with Gradient Securities, LLC. Gradient Securities, LLC is a Limited Liability Company formed in April 2003. Based in Arden Hills, Minnesota, the firm provides investment advisory services to individuals, high-net-worth individuals, corporations, businesses, pension plans, and individuals other than high-net-worth. They offer financial planning, pension consulting, portfolio management, and selection of other advisers. The firm manages approximately $475 million in assets for over 6,600 clients.
Gradient Securities, LLC

4105 LEXINGTON AVENUE N

ARDEN HILLS, MN 55126

$475.17M

Assets Under Management

921

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees

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Heather Faxvog’s Registration & Firm History

MN

02/10/2016 - Present

Gradient Securities, LLC (ARDEN HILLS MN)

MN

12/01/2006 - 01/23/2014

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

09/06/2001 - 12/01/2006

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

MN

02/03/1998 - 03/21/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/03/1998 - 03/21/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/02/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Simmons Faxvog.
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