linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Heather Schelling

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Heather? Claim Your Profile

About Heather Schelling

Heather Schelling is a financial advisor at Northwestern Mutual Investment Services, LLC and has been in the industry since 2006. Heather has been registered as a broker-dealer and investment advisor representative in South Dakota since 2006 and 2009, respectively, and is also currently registered in 50 other states. Heather holds the Series 6, 7, 9, 10, 63, and 65 licenses and the SIE exam. Heather also holds the Series 99TO exam, indicating that she has expertise in operations. Heather is a dedicated professional who provides expert advice and is committed to helping clients achieve their financial goals.

Firm Information

Heather Schelling is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Heather Schelling’s Registration & Firm History

SD

09/09/2009 - Present

Northwestern Mutual Investment Services, LLC (SIOUX FALLS SD)

Not sure if Heather Schelling is right for you?

Licenses & Designations

IA

Issued 09/05/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/09/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2007

Series 7 - General Securities Representative Examination

BC

Issued 09/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Schelling.
Not sure if Heather Schelling is right for you?