Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Levine is a financial advisor with over 15 years of experience in the industry. Currently, Heather Levine is a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Heather Levine has previously held positions at UBS FINANCIAL SERVICES INC, MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, and CITIGROUP GLOBAL MARKETS INC. Heather Levine holds a Series 66, Series 10, Series 9, Series 3 and Series 7 licenses. Heather Levine is registered with the state of New York and Texas. Heather Levine specializes in providing investment advisory services to a wide range of clients, including individuals, businesses, pension plans, and charitable organizations. Heather Levine is a dedicated and experienced advisor, committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/19/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
07/02/2012 - 08/04/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 07/03/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
03/13/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/27/2007 - 03/10/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 08/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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