Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Rosen is a financial advisor with Prudential Investment Management Services LLC located in Newark, NJ. Heather has been a financial advisor since 2005. She is registered with FINRA and the state of New Jersey. Heather has passed the SIE, Series 7, and Series 66 exams. Her previous employers include Franklin/Templeton Distributors, Inc., J.P. Morgan Institutional Investments Inc., AllianceBernstein Investments, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/12/2021 - Present
Prudential Investment Management Services LLC (Newark NJ)
NJ
02/22/2018 - 12/16/2020
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SHORT HILLS NJ)
NY
06/07/2011 - 01/02/2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
10/15/2007 - 06/02/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
08/10/2006 - 09/25/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/18/2005 - 02/07/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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