Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Rozman is a registered representative with CTC, LLC. She has been active in the financial industry since 2014, and holds Series 7, Series 24, Series 4, Series 57TO, Series 63, and SIE licenses. Heather has previously been employed by E*TRADE Securities LLC and OptionsXpress, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/21/2023 - Present
CTC, LLC (CHICAGO IL)
IL
11/05/2008 - 08/24/2017
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
04/01/2008 - 08/01/2008
OPTIONSXPRESS, INC. (CHICAGO IL)
BC
Issued 06/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/09/2009
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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