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Heather Renee Powell

First Kentucky Securities Corp.

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About Heather Renee Powell

Heather Renee Powell is a registered representative with First Kentucky Securities Corp. in Louisville, Kentucky. Heather has over 20 years of experience in the securities industry, beginning her career in 1999 with Morgan Stanley DW Inc. Heather has held registrations in multiple states including Florida, Indiana, and Kentucky. Heather holds FINRA Series 7, Series 63, and SIE licenses.

Firm Information

Heather Powell is currently registered with First Kentucky Securities Corp.. First Kentucky Securities Corp. is a corporation founded in 1977, headquartered in Louisville, KY. They are a registered investment adviser with the SEC and are licensed in 47 states. They offer financial planning, portfolio management for individuals and businesses, security ratings, and selection of other advisers. The firm manages over $678 million in assets for a diverse client base, including individuals, corporations, charitable organizations, and pension plans.
First Kentucky Securities Corp.

4360 BROWNSBORO ROAD

LOUISVILLE, KY 40207

$678.56M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Commissions for fixed income principal transactions

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Heather Powell’s Registration & Firm History

KY

05/23/2014 - Present

First Kentucky Securities Corp. (LOUISVILLE KY)

KY

09/02/2005 - 06/02/2014

UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)

NY

01/20/1999 - 09/09/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 05/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Renee Powell.
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