Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Renee Osborn is an investment advisor representative and has been in the financial services industry since December 25, 2000. Heather is currently registered with Robert W. Baird & Co. Inc. and has been with the firm since October 18, 2019. Previously, Heather was registered with J.J.B. HILLIARD, W.L. LYONS, LLC. Heather is licensed in Kentucky and Tennessee. Heather has Series 66, Series 7 and SIE licenses. Heather also holds a trust designation. Heather is an active advisor representative and specializes in providing financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Heather also provides educational seminars and publishes periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (LOUISVILLE KY)
TN
11/18/2003 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (NASHVILLE TN)
NY
07/13/2001 - 05/06/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/03/2000 - 05/31/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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