Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Boksen is a financial advisor with over 16 years of experience in the industry. Heather is currently registered with Raymond James & Associates, Inc. Prior to joining Raymond James & Associates, Inc., Heather was with SIDOTI & COMPANY, LLC. Heather holds a variety of licenses including Series 7, Series 24, Series 63, Series 86, and Series 87.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/15/2014 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
09/02/2004 - 03/11/2011
SIDOTI & COMPANY, LLC (NEW YORK NY)
BC
Issued 09/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2016
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 09/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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