Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Rae Davis is a financial advisor registered with FINRA. She works with clients on a variety of financial needs, including retirement planning, investment strategies, and estate planning. Heather holds several licenses including Series 7, Series 10, and Series 9 and has been in the financial services industry since 2005. She is currently affiliated with Vanguard Marketing Corp. Heather was previously affiliated with Sanford C. Bernstein & Co., LLC, in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/27/2012 - Present
Vanguard Marketing Corp. (MALVERN PA)
MN
12/14/2001 - 01/02/2009
SANFORD C. BERNSTEIN & CO., LLC (MINNEAPOLIS MN)
BC
Issued 08/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Heather Davis is the right advisor for you? Invested Better is here to help.
