Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Polly Johnson has been active in the financial industry since 1997. Heather is currently registered with CIBC Private Wealth Advisors, Inc., and is a registered investment advisor in Illinois. Heather has previously held positions at Ausdal Financial Partners, Inc., ProEquities, Inc., Prudential Investment Management Services LLC, Edward Jones, Mesirow Financial, Inc., First Albany Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
09/23/2022 - Present
Cibc Private Wealth Advisors, Inc. (CHICAGO IL)
IL
02/10/2014 - 07/29/2022
AUSDAL FINANCIAL PARTNERS, INC. (DOWNERS GROVE IL)
IA
07/01/2013 - 02/03/2014
PROEQUITIES, INC. (DUBUQUE IA)
IA
07/26/2007 - 11/14/2008
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
IA
03/14/2005 - 05/31/2007
EDWARD JONES (DUBUQUE IA)
IL
04/18/2000 - 03/17/2005
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
08/05/1997 - 05/08/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
04/24/1993 - 07/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/16/1992 - 03/30/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/31/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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