Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Phillips is a financial professional with experience in the financial services industry since February 26, 2007. Heather is currently registered with National Financial Services LLC in Covington, Kentucky and has been with the firm since March 27, 2021. Previous roles include time with Digital Brokerage Services LLC and Fidelity Brokerage Services LLC. Heather holds Series 7, 9, 10, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/27/2021 - Present
National Financial Services LLC (COVINGTON KY)
NJ
04/08/2021 - 07/07/2022
DIGITAL BROKERAGE SERVICES LLC (JERSEY CITY NJ)
KY
02/27/2007 - 07/07/2022
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
05/05/2017 - 03/21/2019
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
BC
Issued 10/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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