Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Weber has been in the financial industry for over 25 years. Heather has a broad background in investments and financial planning. Heather has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2006 and has previously held positions with CITIGROUP GLOBAL MARKETS INC. and J. B. HANAUER & CO. Heather holds Series 7, 9, 10, 63, and 65 securities licenses. Heather specializes in providing advisory services to individuals, corporations, and businesses. Heather is also experienced in providing financial planning services and portfolio management for a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/18/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLEARWATER FL)
FL
06/09/1999 - 04/01/2006
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
NJ
10/03/1997 - 05/07/1999
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 7/9/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/1/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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