Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Hale is a financial advisor at Thoroughbred Financial Services, LLC based in Brentwood, Tennessee. Heather has been in the financial industry since 2002 and has a strong background in investment management and financial planning. Heather holds a Series 6, 7, 24, 63, and 65 licenses, along with the SIE designation, and is a Certified Financial Planner. Heather is a registered investment advisor and is active in both the securities and investment advisory industries. Heather has a strong track record of success in helping clients achieve their financial goals. Heather focuses on helping individuals and corporations reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TN
03/11/2019 - Present
Thoroughbred Financial Services, LLC (BRENTWOOD TN)
TN
07/15/2016 - 04/07/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (Nashville TN)
TN
01/16/2015 - 07/18/2016
MSI FINANCIAL SERVICES, INC. (Franklin TN)
TN
01/06/2012 - 01/20/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (BRENTWOOD TN)
TN
08/27/2007 - 01/06/2012
WORLD GROUP SECURITIES, INC. (BRENTWOOD TN)
IL
03/05/2003 - 07/25/2007
WORLD EQUITY GROUP, INC. (SCHAUMBURG IL)
GA
04/12/2002 - 09/17/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
01/23/2002 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 03/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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