Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Nicolle Rabara is a financial professional with over 17 years of experience in the financial services industry. Heather is currently registered with Fidelity Brokerage Services LLC and holds the Series 6, 7, 63, and SIE licenses. She has also passed the Series 65 exam. Heather has previously worked with Fidelity Distributors Company LLC, Fidelity Brokerage Services LLC and Prudential Investment Management Services LLC. She is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/15/2020 - Present
Fidelity Brokerage Services LLC (ALISO VIEJO CA)
RI
09/16/2016 - 05/18/2020
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
CA
05/03/2013 - 08/10/2016
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
08/26/2009 - 04/10/2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (IRVINE CA)
NJ
02/15/2006 - 08/27/2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 08/25/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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