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Heather Nicole Sipes

Raymond James Financial Services, Inc.

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About Heather Nicole Sipes

Heather Nicole Sipes is a financial advisor at Raymond James Financial Services, Inc. Heather is currently registered with FINRA and has her Series 7TO and SIE licenses. Heather has been in the industry since August 2024 and is actively registered.

Firm Information

Heather Sipes is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Sipes’s Registration & Firm History

SC

08/12/2024 - Present

Raymond James Financial Services, Inc. (LAURENS SC)

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Licenses & Designations

BC

Issued 08/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Nicole Sipes.
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