Unclaimed
Heather Sfyris is a financial advisor with First Southern, LLC. She is licensed to sell securities in Georgia. Heather has been in the securities industry since March 2004. Heather holds Series 7, 9, 10, and 63 securities licenses and the SIE exam. Heather has worked for a number of firms over the years, including First Southern Securities, LLC. and Scott & Stringfellow, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
01/15/2020 - Present
First Southern, LLC (Alpharetta GA)
GA
01/21/2014 - 10/05/2020
FIRST SOUTHERN SECURITIES, LLC. (ALPHARETTA GA)
GA
01/05/2006 - 08/08/2012
SCOTT & STRINGFELLOW, LLC (ALPHARETTA GA)
NJ
10/02/2002 - 01/12/2006
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
BC
Issued 12/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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