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Heather Nicole Sfyris

First Southern, LLC

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About Heather Nicole Sfyris

Heather Sfyris is a financial advisor with First Southern, LLC. She is licensed to sell securities in Georgia. Heather has been in the securities industry since March 2004. Heather holds Series 7, 9, 10, and 63 securities licenses and the SIE exam. Heather has worked for a number of firms over the years, including First Southern Securities, LLC. and Scott & Stringfellow, LLC.

Firm Information

Heather Sfyris is currently registered with First Southern, LLC. First Southern, LLC is a Limited Liability Company formed on February 24, 2016, and is registered in 35 states and approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Sfyris’s Registration & Firm History

GA

01/15/2020 - Present

First Southern, LLC (Alpharetta GA)

GA

01/21/2014 - 10/05/2020

FIRST SOUTHERN SECURITIES, LLC. (ALPHARETTA GA)

GA

01/05/2006 - 08/08/2012

SCOTT & STRINGFELLOW, LLC (ALPHARETTA GA)

NJ

10/02/2002 - 01/12/2006

BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)

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Licenses & Designations

BC

Issued 12/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/30/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Nicole Sfyris.
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