Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Rafferty is a financial professional with over 10 years of experience in the industry. Heather is currently registered with Foreside Fund Services, LLC, and has been with the firm since November 2019. Heather holds a Series 7, Series 24, Series 63, and SIE licenses. Heather's previous experience includes Davy Securities and NYLIFE Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NA
11/06/2019 - Present
Foreside Fund Services, LLC (Dublin 1 )
NA
02/26/2013 - 09/19/2019
DAVY SECURITIES (DUBLIN 2 )
NY
08/06/2003 - 05/21/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 12/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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