Unclaimed
Heather Nicole Mullinix is a financial advisor with Osaic Wealth, Inc., a firm headquartered in Scottsdale, Arizona. Heather Nicole Mullinix has been in the industry since 1998. Heather Nicole Mullinix holds several licenses and certifications including Series 7, 63, 31, 65, and SIE. Heather Nicole Mullinix is registered in multiple states including California, Delaware, Florida, Georgia, Iowa, Kentucky, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/24/2025 - Present
Osaic Wealth, Inc. (CANONSBURG PA)
IN
01/05/2004 - 05/23/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MO
07/01/2003 - 01/07/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/08/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/02/1998 - 06/11/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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