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Heather N Cousin

Northwestern Mutual Investment Services, LLC

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About Heather N Cousin

Heather Cousin is a financial advisor registered with Northwestern Mutual Investment Services, LLC and has been working in the financial industry since May 2002. Heather holds the Series 7, Series 9, Series 10, and Series 63 licenses. Heather has experience working with individuals, banking or thrift institutions and other clients.

Firm Information

Heather Cousin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Heather Cousin’s Registration & Firm History

WI

05/19/2023 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

PA

03/08/2012 - 02/06/2023

RAYMOND JAMES & ASSOCIATES, INC. (NEWTOWN PA)

NJ

07/11/2009 - 06/03/2010

ALMAX FINANCIAL SOLUTIONS, LLC (CLINTON NJ)

PA

06/05/2007 - 09/10/2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED (CONSHOHOCKEN PA)

PA

05/21/2002 - 06/05/2007

RYAN BECK & CO. (CONSHOHOCKEN PA)

PA

07/18/2001 - 03/05/2002

BRUT, LLC (PHILADELPHIA PA)

NJ

03/30/2001 - 07/11/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 04/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/19/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Heather N Cousin. Review regulatory record here.
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