Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Carlson is an investment advisor representative at Charles Schwab & Co., Inc. Heather has been in the securities industry since November 22, 2000. Heather has passed the Series 63, 66, 7, 9, 10 and 24 exams. Heather has worked at a variety of firms throughout their career, including TD Ameritrade, Inc., Fidelity Brokerage Services LLC, and Fidelity Investments Institutional Services Company, Inc.. Heather is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/09/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
05/19/2009 - 10/20/2021
TD AMERITRADE, INC. (FORT WORTH TX)
TX
01/01/2008 - 05/26/2009
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
12/19/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
02/06/2001 - 12/14/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
MN
10/31/2000 - 01/17/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/31/2000 - 01/17/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 06/16/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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