Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Brissette is a financial advisor with Wells Fargo Clearing Services, LLC. Heather is registered to offer investment advice and securities products in multiple states, including Connecticut, Texas, California, and Florida. Heather has been in the financial services industry since October 2012, and has held previous positions at LPL Financial LLC and CCO Investment Services Corp.. Heather is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 6, 7, 63, and 66 licenses. Heather helps clients reach their financial goals through comprehensive financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/18/2019 - Present
Wells Fargo Clearing Services, LLC (MYSTIC CT)
CT
04/13/2015 - 04/01/2016
LPL FINANCIAL LLC (OLD SAYBROOK CT)
CT
10/09/2012 - 12/24/2013
LPL FINANCIAL LLC (OLD SAYBROOK CT)
CT
06/18/2012 - 10/16/2012
CCO INVESTMENT SERVICES CORP. (OLD LYME CT)
BOTH
Issued 07/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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