Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Mary Da cunha is a registered investment advisor representative, currently affiliated with RBC Capital Markets, LLC. Heather has been in the securities industry for over 15 years, having previously worked for Oppenheimer & Co. Inc., Waddell & Reed, Inc. and UBS Financial Services Inc. Heather has a wide range of experience in the financial services industry and holds several licenses and certifications, including the Series 7, Series 66 and SIE exams. Heather specializes in working with a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/20/2014 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
07/28/2011 - 08/15/2014
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
10/13/2010 - 04/29/2011
WADDELL & REED, INC. (SAN MATEO CA)
CA
03/16/2009 - 12/02/2009
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
IL
09/11/2007 - 03/10/2009
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
BOTH
Issued 03/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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