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Heather Marie Welch

Pershing LLC

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About Heather Marie Welch

Heather Welch is a financial advisor with Pershing LLC. She is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and has been in the industry since February 8, 2011. Heather is licensed in all 50 states and the District of Columbia. She specializes in providing financial advice to individuals and families. Previously, Heather was a financial advisor at TD Ameritrade, Inc.

Firm Information

Heather Welch is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Welch’s Registration & Firm History

FL

11/03/2016 - Present

Pershing LLC (LAKE MARY FL)

FL

01/24/2011 - 10/17/2016

TD AMERITRADE, INC. (ALTAMONTE SPRINGS FL)

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Licenses & Designations

BOTH

Issued 02/25/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/11/2018

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2017

Series 57 - Securities Trader Exam

BC

Issued 01/21/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Heather Marie Welch.
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