Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Marie Steggall is a financial advisor with over 15 years of experience in the financial services industry. Heather currently works at UBS Financial Services Inc. and has been with the firm since 2010. Heather has a strong background in securities and has held prior roles at J.P. Morgan Securities Inc., Banc One Securities Corporation, and Fidelity Brokerage Services LLC. Heather is registered to provide investment advice and securities transactions in multiple states, including Michigan, Arizona, California, Colorado, Florida, Idaho, Illinois, Indiana, Minnesota, New York, Ohio, Oregon, Tennessee, Texas, and Wisconsin. Heather is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
02/09/2011 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
MI
05/04/2007 - 11/06/2009
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
07/01/2006 - 05/09/2007
J.P. MORGAN SECURITIES INC. (BLOOMFIELD HILLS MI)
MI
02/28/2005 - 07/01/2006
BANC ONE SECURITIES CORPORATION (BLOOMFIELD HILLS MI)
RI
10/28/2004 - 02/24/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 06/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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