Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather marie? Claim Your ProfileHeather marie Dolce is an active investment advisor representative in New Jersey. Heather marie has been in the industry since January 19, 2002. Heather marie is registered with Steward Partners Investment Advisory, LLC. In addition to her current position at Steward Partners Investment Advisory, LLC, Heather marie has also held previous positions at Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Wachovia Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and DB Alex. Brown LLC. Heather marie's current registrations include Investment Advisor Representative (IA) and Broker-Dealer Agent (BC) licenses in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/18/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
PA
08/13/2012 - 06/06/2022
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
PA
06/01/2009 - 09/05/2012
MORGAN STANLEY SMITH BARNEY (PHILADELPHIA PA)
PA
09/05/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
MO
06/12/2002 - 09/05/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
08/22/2000 - 04/30/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
03/02/2000 - 08/21/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
IA
Issued 09/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2003
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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