Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Marie Ott is a financial advisor with Oppenheimer & Co. Inc. in Plymouth, MI. Heather has been working in the financial services industry since 2012. Prior to joining Oppenheimer & Co. Inc., Heather was employed by PNC Investments and J.P. Morgan Securities LLC. Heather has a Series 6, 7, 63, and 66 and SIE registrations. Heather specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
06/08/2018 - Present
Oppenheimer & Co. Inc. (PLYMOUTH MI)
MI
08/23/2013 - 04/14/2016
PNC INVESTMENTS (ANN ARBOR MI)
MI
10/01/2012 - 07/05/2013
J.P. MORGAN SECURITIES LLC (LIVONIA MI)
MI
03/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LIVONIA MI)
BOTH
Issued 06/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Heather Ott is the right advisor for you? Invested Better is here to help.
