Unclaimed
Heather Marie Marx is a registered representative with Fidelity Brokerage Services LLC. Heather has been in the securities industry since May 2012 and is licensed to conduct business in 53 states. Heather is a Series 7, Series 9, Series 10 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
05/21/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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