Invested Better
Unclaimed

Unclaimed

Unclaimed

Heather Marie Johnson

Cetera Advisor Networks LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Heather? Claim Your Profile

About Heather Marie Johnson

Heather Johnson is a financial advisor with Cetera Advisor Networks LLC in WAYZATA, MN. Heather has been working in the financial services industry since 2002 and is registered with FINRA and the state of Minnesota. Heather holds the Series 6, 7, and 63 licenses. Prior to joining Cetera Advisor Networks LLC, Heather was employed with CETERA INVESTMENT SERVICES LLC, NFP SECURITIES, INC. and PRINCOR FINANCIAL SERVICES CORPORATION.

Firm Information

Heather Johnson is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Heather Johnson’s Registration & Firm History

MN

05/23/2013 - Present

Cetera Advisor Networks LLC (WAYZATA MN)

MN

08/10/2011 - 05/03/2013

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

MN

10/31/2006 - 08/13/2010

NFP SECURITIES, INC. (MINNETONKA MN)

MN

05/25/2001 - 09/18/2006

PRINCOR FINANCIAL SERVICES CORPORATION (MINNETONKA MN)

Not sure if Heather Marie Johnson is right for you?

Licenses & Designations

BC

Issued 04/26/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2003

Series 7 - General Securities Representative Examination

BC

Issued 05/24/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Heather Marie Johnson. Review regulatory record here.
Not sure if Heather Marie Johnson is right for you?