Unclaimed
Heather Johnson is a financial advisor with Cetera Advisor Networks LLC in WAYZATA, MN. Heather has been working in the financial services industry since 2002 and is registered with FINRA and the state of Minnesota. Heather holds the Series 6, 7, and 63 licenses. Prior to joining Cetera Advisor Networks LLC, Heather was employed with CETERA INVESTMENT SERVICES LLC, NFP SECURITIES, INC. and PRINCOR FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/23/2013 - Present
Cetera Advisor Networks LLC (WAYZATA MN)
MN
08/10/2011 - 05/03/2013
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
MN
10/31/2006 - 08/13/2010
NFP SECURITIES, INC. (MINNETONKA MN)
MN
05/25/2001 - 09/18/2006
PRINCOR FINANCIAL SERVICES CORPORATION (MINNETONKA MN)
BC
Issued 04/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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