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Heather Marie Halas

Pruco Securities, LLC

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About Heather Marie Halas

Heather Marie Halas is a financial professional with over 10 years of experience in the industry. Heather has worked with Pruco Securities, LLC since April 2020. Prior to that, Heather was with MML Investors Services, LLC and Mutual of Omaha Investor Services, Inc. Heather is licensed to provide financial advice in New Jersey and New York. Heather specializes in providing financial advice to individuals, corporations, trusts, and estates.

Firm Information

Heather Halas is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Heather Halas’s Registration & Firm History

NJ

04/16/2020 - Present

Pruco Securities, LLC (NEWARK NJ)

NY

07/12/2018 - 03/17/2020

MML INVESTORS SERVICES, LLC (WILLIAMSVILLE NY)

NY

05/12/2009 - 04/11/2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (AMHERST NY)

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Licenses & Designations

IA

Issued 07/15/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Marie Halas.
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