Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Harden is a financial advisor with over 30 years of experience in the industry. Heather has been with LPL Financial LLC since 2005. Heather is registered with the state of Minnesota as both a Registered Representative and an Investment Advisor Representative. Heather is also registered as an Investment Advisor Representative in Texas. Prior to joining LPL Financial LLC, Heather worked for Morgan Stanley DW INC. Heather holds the Series 3, 7, 24, 63 and 65 licenses, along with the SIE. Heather is also a member of the Financial Industry Regulatory Authority (FINRA). Heather specializes in providing financial advice to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
07/26/2016 - Present
LPL Financial LLC (BLOOMINGTON MN)
NY
04/20/1992 - 09/12/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1992
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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