Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Vaughn has been in the financial services industry since 2008 and is currently registered with Cetera Advisor Networks LLC. Heather is licensed to provide investment advice in New York and has passed the Series 6, Series 63, and SIE exams. Heather has also worked for AVANTAX INVESTMENT SERVICES, INC. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/26/2021 - Present
Cetera Advisor Networks LLC (OLEAN NY)
NY
06/18/2008 - 10/29/2021
AVANTAX INVESTMENT SERVICES, INC. (Olean NY)
BC
Issued 08/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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