Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Verrill is an investment advisor representative with Principal Securities, Inc. Heather has been in the securities industry since June 2015. Heather has been registered with Principal Securities, Inc. since August 2022. Prior to joining Principal Securities, Inc. Heather was registered with LPL Financial LLC from October 2021 to August 2022. Heather holds Series 6, 7, 63, and 66 licenses. Heather's areas of specialization include retirement planning, college savings, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
07/22/2024 - Present
Principal Securities, Inc. (DES MOINES IA)
ME
10/25/2021 - 08/01/2022
LPL FINANCIAL LLC (AUBURN ME)
ME
06/26/2015 - 07/23/2018
KEY INVESTMENT SERVICES LLC (PORTLAND ME)
BOTH
Issued 11/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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