Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather M. Jones is a registered representative and investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Heather is located in SUGAR LAND, TX and has over 5 years of experience in the securities industry. Heather has passed the Series 63, Series 7 and SIE exams. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Heather was a registered representative at BOFA SECURITIES, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Heather is licensed to sell securities in 53 states and the District of Columbia. Heather offers a wide range of investment services, including portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/06/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUGAR LAND TX)
AR
05/10/2019 - 12/06/2023
BOFA SECURITIES, INC. (LITTLE ROCK AR)
AR
05/29/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
BC
Issued 06/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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