Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Lynne Harms is a registered representative with LPL Financial LLC. Heather has been in the securities industry since April 17, 2001. Prior to joining LPL Financial LLC, Heather was registered with Securities America, Inc. and Ameriprise Financial Services, Inc. Heather's professional designations include Series 66, Series 24, and Series 7. Heather provides investment advisory services to individuals, families, and businesses. Heather is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
04/03/2020 - Present
LPL Financial LLC (LINCOLN NE)
NE
03/01/2010 - 04/02/2020
SECURITIES AMERICA, INC. (LINCOLN NE)
NE
04/12/2001 - 02/22/2010
AMERIPRISE FINANCIAL SERVICES, INC. (LINCOLN NE)
MN
10/17/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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