Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Wilcox is a financial professional with over 20 years of experience in the industry. Heather is currently registered with Principal Securities, Inc. and holds the Series 6, Series 63, Series 26, Series 6TO and SIE licenses. Heather has previously been registered with WELLS FARGO FUNDS DISTRIBUTOR, LLC, WELLS FARGO INVESTMENTS, LLC and WELLS FARGO BROKERAGE SERVICES, L.L.C. Heather is a licensed professional who is dedicated to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MN
12/03/2020 - Present
Principal Securities, Inc. (MINNEAPOLIS MN)
NC
10/30/2008 - 12/16/2009
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
CA
12/13/2000 - 06/29/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
10/08/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BC
Issued 10/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/03/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Heather Wilcox is the right advisor for you? Invested Better is here to help.
