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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Lynn Smart is a financial advisor at Ameriprise Financial Services, LLC. Heather has been in the financial services industry since 2014. She has experience in various financial services fields, including investment advisory, financial planning, and retirement planning. Heather also holds the Series 66, Series 7 and SIE licenses. She is a Certified Financial Planner and offers financial planning and investment advice to individuals and families. Heather has worked with Ameriprise Financial Services, LLC since 2016. She previously worked at Securities America, Inc. and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/27/2022 - Present
Ameriprise Financial Services, LLC (Roseville CA)
CA
06/19/2015 - 01/19/2016
SECURITIES AMERICA, INC. (VACAVILLE CA)
CA
03/11/2013 - 07/02/2014
NATIONAL PLANNING CORPORATION (VACAVILLE CA)
BOTH
Issued 08/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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