Unclaimed
Heather Lynn Ristanovic is a financial advisor registered with U.S. Bancorp Investments, Inc. in Downers Grove, Illinois. Heather has over 15 years of experience in the financial services industry. Heather holds the Series 4, 7, 24, 52TO, 53 and 66 securities licenses, and has previously been registered with LPL Financial LLC, Northern Trust Securities, Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
IL
09/20/2016 - Present
U.s. Bancorp Investments, Inc. (Downers Grove IL)
IL
01/25/2016 - 07/05/2016
LPL FINANCIAL LLC (OAK BROOK IL)
SC
10/01/2014 - 12/31/2015
LPL FINANCIAL LLC (FORT MILL SC)
IL
06/22/2009 - 09/19/2014
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
08/14/2007 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BOTH
Issued 03/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/01/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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