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Heather Lynn Ristanovic

U.s. Bancorp Investments, Inc.

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About Heather Lynn Ristanovic

Heather Lynn Ristanovic is a financial advisor registered with U.S. Bancorp Investments, Inc. in Downers Grove, Illinois. Heather has over 15 years of experience in the financial services industry. Heather holds the Series 4, 7, 24, 52TO, 53 and 66 securities licenses, and has previously been registered with LPL Financial LLC, Northern Trust Securities, Inc. and Citigroup Global Markets Inc.

Firm Information

Heather Ristanovic is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Heather Ristanovic’s Registration & Firm History

IL

09/20/2016 - Present

U.s. Bancorp Investments, Inc. (Downers Grove IL)

IL

01/25/2016 - 07/05/2016

LPL FINANCIAL LLC (OAK BROOK IL)

SC

10/01/2014 - 12/31/2015

LPL FINANCIAL LLC (FORT MILL SC)

IL

06/22/2009 - 09/19/2014

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

IL

08/14/2007 - 06/04/2009

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 03/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/30/2012

Series 4 - Registered Options Principal Examination

BC

Issued 03/01/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/26/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Lynn Ristanovic.
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