Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Lynn Mauzy is a financial advisor with Empower Financial Services, Inc. in Greenwood Village, Colorado. Heather has been in the financial services industry since July 11, 2001. She has a Series 6 license and holds the SIE designation. Heather has worked for several firms in her career, including Vanguard Marketing Corporation and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/19/2011 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
AZ
06/04/1998 - 07/08/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
KS
01/13/1998 - 05/04/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
01/01/1998 - 01/15/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 01/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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