Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Lynn Klutznick is a financial advisor with over 20 years of experience in the industry. She is registered with LPL Financial LLC and Trilogy Capital, Inc., and has held previous registrations with National Planning Corporation and SunAmerica Securities, Inc. Heather has extensive experience in financial planning, portfolio management, and investment advisory services. She holds multiple licenses and certifications, including Series 7, 6, 63, 65, 24, and 51, as well as the Securities Industry Essentials (SIE) Examination. She specializes in providing investment advisory services to individuals, corporations, and other entities. Heather is dedicated to providing personalized financial guidance to help her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/30/2022 - Present
LPL Financial LLC (DENVER CO)
CO
03/29/1999 - 11/29/2017
NATIONAL PLANNING CORPORATION (DENVER CO)
AZ
01/06/1998 - 03/31/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Heather Klutznick is the right advisor for you? Invested Better is here to help.
