Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Holliday-smith has been in the financial services industry since 1999. Currently Heather is registered with Invesco Distributors, Inc. and is located in Greenwood Village, Colorado. Heather has experience with a variety of financial products, including investment company products, variable contracts, municipal fund securities, and general securities. Heather is also licensed to provide securities services in all 50 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/11/2019 - Present
Invesco Distributors, Inc. (Greenwood Village CO)
CO
11/27/2001 - 12/11/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
NY
09/16/1998 - 07/19/2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 01/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/01/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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