Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Clark is a financial advisor with UBS Financial Services Inc. Heather has been in the financial industry since February 10, 2007. Heather is registered to provide investment advice in Illinois. Heather has passed multiple industry exams, including the Series 6, 7, 10, and 66 exams. Heather has worked with clients in industries such as insurance companies, charitable organizations, high-net-worth individuals, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
10/07/2020 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
04/10/2020 - 09/25/2020
FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)
IL
07/30/2008 - 03/31/2020
UBS FINANCIAL SERVICES INC. (NAPERVILLE IL)
IL
09/06/2006 - 03/10/2008
CHASE INVESTMENT SERVICES CORP. (FOX RIVER GROVE IL)
BOTH
Issued 10/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Heather Clark is the right advisor for you? Invested Better is here to help.
