Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Leigh Elsenbach is a financial advisor with over 20 years of experience in the industry. Heather Leigh is currently registered with Raymond James & Associates, Inc. in Georgia and Illinois and has been with the firm since 2009. Previously, Heather Leigh worked with RBC DAIN RAUSCHER INC. in Illinois from 2000 to 2008. Heather Leigh holds the Series 7, 9, 10, 66 and SIE licenses. Heather Leigh provides financial planning, portfolio management, and selection of other advisors services to individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
10/19/2009 - Present
Raymond James & Associates, Inc. (Dallas GA)
IL
03/03/2008 - 08/19/2009
RAYMOND JAMES & ASSOCIATES, INC. (LOVES PARK IL)
IL
08/25/2000 - 02/29/2008
RBC DAIN RAUSCHER INC. (ROCKFORD IL)
BOTH
Issued 11/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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